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862064

registered interest
date	14/03/2018
answering body	Treasury
answering dept id	14
answering dept short name	Treasury
answering dept sort name	Treasury
hansard heading	En+ Group
house id	1
legislature	25259 pref label House of Commons
question text	To ask Mr Chancellor of the Exchequer, if he will make an assessment of whether the listing of EN+ Group on the London Stock Exchange received appropriate security checks; and if will he make a statement.
tabling member constituency	Hemel Hempstead
tabling member printed	Sir Mike Penning
uin	132483
answer	answer is ministerial correction date of answer 20/03/2018 answer text <p>HM Treasury is not directly involved in the process for companies seeking to list on the London Stock Exchange and therefore does not undertake checks as part of this process. Companies seeking to admit securities to the Official List must apply to the Financial Conduct Authority (FCA), in its role as the UK Listing Authority (UKLA). For listed companies, the UKLA monitors and enforces compliance with the Listing Rules. The FCA is an independent regulator.</p> answering member constituency Salisbury answering member printed John Glen grouped question UIN 132495 question first answered 20/03/2018 16:12:50 answering member 4051 label Biography information for John Glen
tabling member	1528 label Biography information for Sir Mike Penning

862076

registered interest
date	14/03/2018
answering body	Treasury
answering dept id	14
answering dept short name	Treasury
answering dept sort name	Treasury
hansard heading	En+ Group
house id	1
legislature	25259 pref label House of Commons
question text	To ask Mr Chancellor of the Exchequer, what checks were made by his Department before the listing of EN+ Group on the London Stock Exchange; and if will he make a statement.
tabling member constituency	Hemel Hempstead
tabling member printed	Sir Mike Penning
uin	132495
answer	answer is ministerial correction date of answer 20/03/2018 answer text <p>HM Treasury is not directly involved in the process for companies seeking to list on the London Stock Exchange and therefore does not undertake checks as part of this process. Companies seeking to admit securities to the Official List must apply to the Financial Conduct Authority (FCA), in its role as the UK Listing Authority (UKLA). For listed companies, the UKLA monitors and enforces compliance with the Listing Rules. The FCA is an independent regulator.</p> answering member constituency Salisbury answering member printed John Glen grouped question UIN 132483 question first answered 20/03/2018 16:12:50 answering member 4051 label Biography information for John Glen
tabling member	1528 label Biography information for Sir Mike Penning

861107

registered interest
date	13/03/2018
answering body	Treasury
answering dept id	14
answering dept short name	Treasury
answering dept sort name	Treasury
hansard heading	Shareholders: Sanctions
house id	1
legislature	25259 pref label House of Commons
question text	To ask the Mr Chancellor of the Exchequer, what steps she is taking to ensure that funds raised by foreign companies through initial public offerings in London do not finance companies under US and EU sanctions; and if she will make a statement.
tabling member constituency	Hemel Hempstead
tabling member printed	Sir Mike Penning
uin	132256
answer	answer is ministerial correction date of answer 16/03/2018 answer text <p>The Financial Conduct Authority (FCA) is the competent authority responsible for the UK initial public offering (IPO) process. Companies seeking to admit securities to the Official List must apply to the UK Listing Authority (UKLA), a division of the Financial Conduct Authority.</p><p> </p><p>The UKLA is responsible for assessing the eligibility of any potential issuer and approving the prospectus of any company that wishes to list its securities on the London Stock Exchange. The UKLA can request advice from the Office of Financial Sanctions (OFSI), which is part of HM Treasury, in relation to UN, UK or EU sanctions but responsibility for the admission of companies to the Official List lies with the UKLA.</p><p> </p><p>OFSI assesses all reported suspected breaches of UN, EU or UK financial sanctions to determine whether a breach has occurred and if so, the extent of any breach before taking action. OFSI refers the most serious cases to the National Crime Agency (&quot;NCA&quot;) for criminal investigation.</p><p> </p><p>The Office of Foreign Assets Control (OFAC) of the US Treasury Department enforces US economic and trade sanctions. OFSI regularly engages with OFAC on financial sanctions but OFSI has no role in ensuring compliance with or enforcement with US sanctions.</p><p> </p> answering member constituency Salisbury answering member printed John Glen question first answered 16/03/2018 13:14:28 answering member 4051 label Biography information for John Glen
tabling member	1528 label Biography information for Sir Mike Penning

861207

registered interest
date	13/03/2018
answering body	Treasury
answering dept id	14
answering dept short name	Treasury
answering dept sort name	Treasury
hansard heading	Shareholders: Sanctions
house id	1
legislature	25259 pref label House of Commons
question text	To ask Mr Chancellor of the Exchequer, what steps he takes to ensure that funds raised by companies through initial public offerings in London do not finance companies under US and EU sanctions; and if he will make a statement.
tabling member constituency	Hemel Hempstead
tabling member printed	Sir Mike Penning
uin	132356
answer	answer is ministerial correction date of answer 20/03/2018 answer text <p>I refer the honourable member to the reply I gave on 16 March 2018 to his previous question, no. 132256.</p><p> </p> answering member constituency Salisbury answering member printed John Glen question first answered 20/03/2018 16:14:49 answering member 4051 label Biography information for John Glen
tabling member	1528 label Biography information for Sir Mike Penning